Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Eric Richter is a financial professional with over a decade of experience in the industry. Scott has a broad range of experience and holds Series 3, 7, 63, 99TO and SIE licenses. Scott is currently registered with Stonex Financial Inc. and has previously worked for SG Americas Securities, LLC and Newedge USA, LLC. Scott is licensed to provide financial advice in 28 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/25/2019 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
01/02/2015 - 11/08/2018
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
02/18/2011 - 01/02/2015
NEWEDGE USA, LLC (NEW YORK NY)
BC
Issued 07/29/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/04/2010
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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