Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Dreyer is a registered representative with Compass Point Research & Trading, LLC. Scott has over 30 years of experience in the securities industry. Scott has been associated with Compass Point Research & Trading, LLC since 2007. Prior to that, Scott was associated with firms such as Friedman, Billings, Ramsey & Co., Inc., Johnston, Lemon & Co. Incorporated, Fitzgerald, Dearman & Roberts, Inc., and Thomson McKinnon Securities Inc. Scott has passed several industry exams including the Series 7, Series 24, Series 62, Series 63, and Series 55.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
DC
10/16/2007 - Present
Compass Point Research & Trading, LLC (WASHINGTON DC)
CA
01/23/1992 - 05/24/2005
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)
DC
07/11/1983 - 01/03/1992
JOHNSTON, LEMON & CO. INCORPORATED (WASHINGTON DC)
NA
07/26/1982 - 03/23/1983
FITZGERALD, DEARMAN & ROBERTS, INC.
NA
10/23/1980 - 07/29/1982
THOMSON MCKINNON SECURITIES INC.
BC
Issued 09/07/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2008
Series 4 - Registered Options Principal Examination
BC
Issued 09/17/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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