Unclaimed
Scott Eric Beaty is an investment advisor representative with Arete Wealth Advisors, LLC. Scott is active in the financial services industry since December 2007. Prior to joining Arete Wealth Advisors, LLC, Scott was a registered representative with Center Street Securities, Inc. Scott has been registered as an investment advisor representative in Tennessee and Florida since April 2023. Scott's previous work experience includes a role as an insurance agent with Legacy Financial Group and Legacy Firms The LeBlanc Financial Alliance of Companies. Scott specializes in providing investment advice and financial planning services to high net worth individuals, corporations, and pension and profit-sharing plans. Scott is currently licensed to sell securities in the following states: California, Florida, Georgia, Idaho, Louisiana, Maryland, Michigan, Missouri, Montana, Ohio, South Dakota, Tennessee, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
1
2
TN
04/03/2023 - Present
Arete Wealth Advisors, LLC (Knoxville TN)
TN
06/01/2017 - 12/01/2023
CENTER STREET SECURITIES, INC. (KNOXVILLE TN)
TN
07/29/2011 - 06/05/2017
SECURITIES AMERICA, INC. (KNOXVILLE TN)
TN
02/04/2009 - 08/26/2011
WOODBURY FINANCIAL SERVICES, INC. (KNOXVILLE TN)
TN
11/07/2007 - 01/05/2009
SECURIAN FINANCIAL SERVICES, INC. (KNOXVILLE TN)
BOTH
Issued 12/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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