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Scott Eric Beaty

Arete Wealth Advisors, LLC

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About Scott Eric Beaty

Scott Eric Beaty is an investment advisor representative with Arete Wealth Advisors, LLC. Scott is active in the financial services industry since December 2007. Prior to joining Arete Wealth Advisors, LLC, Scott was a registered representative with Center Street Securities, Inc. Scott has been registered as an investment advisor representative in Tennessee and Florida since April 2023. Scott's previous work experience includes a role as an insurance agent with Legacy Financial Group and Legacy Firms The LeBlanc Financial Alliance of Companies. Scott specializes in providing investment advice and financial planning services to high net worth individuals, corporations, and pension and profit-sharing plans. Scott is currently licensed to sell securities in the following states: California, Florida, Georgia, Idaho, Louisiana, Maryland, Michigan, Missouri, Montana, Ohio, South Dakota, Tennessee, and Virginia.

Firm Information

Scott Beaty is currently registered with Arete Wealth Advisors, LLC. Arete Wealth Advisors, LLC is a registered investment advisor headquartered in Chicago, Illinois. With over $1 billion to $10 billion in assets under management, the firm provides financial planning, pension consulting, and portfolio management services to a diverse range of clients, including individuals, corporations, and pension plans. Arete Wealth Advisors also participates in wrap fee programs. The firm's website addresses include christie-cox.com, bondstocksfinancial.com, leblancfinancial.com, aretewealth.com, and more.
Arete Wealth Advisors, LLC

1115 W FULTON MARKET

CHICAGO, IL 60607

$2.67B

Assets Under Management

30

Total Clients

125

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.

Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Sharing in underwriting fees from an affiliated broker-dealer

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Scott Beaty’s Registration & Firm History

TN

04/03/2023 - Present

Arete Wealth Advisors, LLC (Knoxville TN)

TN

06/01/2017 - 12/01/2023

CENTER STREET SECURITIES, INC. (KNOXVILLE TN)

TN

07/29/2011 - 06/05/2017

SECURITIES AMERICA, INC. (KNOXVILLE TN)

TN

02/04/2009 - 08/26/2011

WOODBURY FINANCIAL SERVICES, INC. (KNOXVILLE TN)

TN

11/07/2007 - 01/05/2009

SECURIAN FINANCIAL SERVICES, INC. (KNOXVILLE TN)

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Licenses & Designations

BOTH

Issued 12/14/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/06/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Eric Beaty.
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