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Scott Eric Ashline

Northwestern Mutual Investment Services, LLC

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About Scott Eric Ashline

Scott Eric Ashline is a financial professional with over 29 years of experience in the financial services industry. Scott is currently registered with Northwestern Mutual Investment Services, LLC. Scott has been a registered representative since August 1994. Scott is a Series 6, 7, 63 and 66 licensed professional, and has obtained the SIE designation. Scott has been associated with Northwestern Mutual Investment Services, LLC since March 2011. Prior to that, Scott was associated with Robert W. Baird & Co. Incorporated from August 1994 to January 2002. Scott is licensed to conduct business in Arizona, California, Connecticut, District of Columbia, Florida, Hawaii, Idaho, Indiana, Kansas, Maryland, Massachusetts, Minnesota, Montana, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Tennessee, Texas, Utah, Virginia, and Washington.

Firm Information

Scott Ashline is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Scott Ashline’s Registration & Firm History

CA

08/10/1994 - Present

Northwestern Mutual Investment Services, LLC (LA JOLLA CA)

WI

08/10/1994 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 09/22/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/11/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2004

Series 7 - General Securities Representative Examination

BC

Issued 08/09/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Eric Ashline.
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