Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Eric Alexander is a financial professional with over 25 years of experience in the financial services industry. Scott currently is registered with Alps Distributors, Inc. Scott has held previous positions with SS&C MARKET SERVICES, LLC and DST SECURITIES, INC. Scott has a strong background in investments and has passed several industry exams including Series 7, Series 6, Series 63 and Series 99TO. Scott is licensed to sell securities in Kansas and Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MO
06/01/2023 - Present
Alps Distributors, Inc. (Kansas City MO)
MO
08/14/2003 - 06/01/2023
SS&C MARKET SERVICES, LLC (KANSAS CITY MO)
MO
11/16/1995 - 06/14/2002
DST SECURITIES, INC. (KANSAS CITY MO)
BC
Issued 10/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2003
Series 7 - General Securities Representative Examination
BC
Issued 11/14/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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