Unclaimed
Scott Elmer Marsh is a financial professional with over 30 years of experience in the industry. Scott is currently registered with Fidelity Brokerage Services LLC and has been a registered representative since 1979. Scott's experience includes a variety of roles at several firms, including Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley. Scott has held a variety of licenses and designations over the years, including Series 3, 4, 7, 9, 10, 24, 41, 55, and 63. Scott is currently registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/22/2021 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
FL
01/25/2018 - 12/15/2021
WELLS FARGO CLEARING SERVICES, LLC (PALM BEACH FL)
FL
06/25/2015 - 09/26/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT LAUDERDALE FL)
FL
10/08/2013 - 07/09/2015
MORGAN STANLEY (PLANTATION FL)
FL
06/22/2006 - 02/21/2007
TERRA NOVA FINANCIAL, LLC (BOCA RATON FL)
FL
05/04/2004 - 07/22/2004
OMEGA RESEARCH CORPORATION (PLANTATION FL)
FL
10/12/2003 - 07/22/2004
TRADESTATION SECURITIES, INC. (PLANTATION FL)
MO
10/13/1997 - 10/03/2003
BRIDGE TRADING COMPANY (ST. LOUIS MO)
NY
06/26/1995 - 01/15/1997
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
NY
11/02/1990 - 05/02/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MO
04/05/1984 - 11/07/1989
BRIDGE TRADING COMPANY (ST. LOUIS MO)
NA
05/26/1982 - 02/02/1983
WGW ASSOCIATES
NA
12/12/1979 - 02/22/1982
WALSH, GREENWOOD, WISH & CO.
BOTH
Issued 12/23/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2004
Series 24 - General Securities Principal Examination
BC
Issued 05/21/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/26/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/31/1998
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2004
Series 3 - National Commodity Futures Examination
BC
Issued 07/08/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/19/1982
Series 41 - NYSE Allied Member Examination
BC
Issued 11/17/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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