Unclaimed
Scott Eliot Bauermaster is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Scott Eliot Bauermaster has been a registered representative for over 25 years. Scott Eliot Bauermaster is currently licensed in 20 states and the District of Columbia. In addition to their current role at Raymond James Financial Services Advisors, Inc., Scott Eliot Bauermaster was previously employed with MORGAN STANLEY DW INC. Scott Eliot Bauermaster is also a registered Investment Advisor in Pennsylvania and Texas. Scott Eliot Bauermaster has been active in the financial industry since 1996.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
01/17/2024 - Present
Raymond James Financial Services Advisors, Inc. (LANCASTER PA)
NY
10/24/1996 - 04/21/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 11/21/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/14/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 10/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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