Unclaimed
Scott Helwagen is a financial advisor in Columbus, OH. He has been in the industry since May 21, 2000. Scott is currently registered with Nationwide Investment Services Corp. and holds Series 6, Series 63, and SIE licenses. Scott has previously been registered with The Leaders Group, Inc. and Dempsey Financial Network, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
11/21/2023 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
CO
04/12/2023 - 12/08/2023
THE LEADERS GROUP, INC. (LITTLETON CO)
OH
10/17/2003 - 04/14/2023
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
GA
08/26/2003 - 09/26/2003
DEMPSEY FINANCIAL NETWORK, INC. (ATLANTA GA)
OH
04/25/2000 - 08/18/2003
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
BC
Issued 03/31/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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