Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Edwin Dye is a financial advisor registered with LPL Financial LLC. Scott has been in the financial services industry since December 1996. Scott has held previous positions at Waddell & Reed, Cavanal Hill Distributors, Inc, BOK Financial Securities, Inc., Ivy Distributors, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. Scott is registered with the Securities and Exchange Commission and holds the Series 6, 7, 63, 65, and SIE licenses. Scott is also a Certified Financial Planner. Scott is based out of Pittsburgh, PA and serves clients in Pennsylvania, Ohio, Alabama, California, Delaware, Florida, Georgia, Louisiana, Maryland, Nevada, New Jersey, New York, North Carolina, Oklahoma, South Carolina, Texas, Virginia, and Washington. Scott is dedicated to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
07/21/2021 - Present
LPL Financial LLC (PITTSBURGH PA)
PA
01/26/2021 - 07/21/2021
WADDELL & REED (PITTSBURGH PA)
OK
03/02/2017 - 01/19/2021
CAVANAL HILL DISTRIBUTORS, INC, (TULSA OK)
OK
10/06/2016 - 12/19/2016
BOK FINANCIAL SECURITIES, INC. (TULSA OK)
KS
02/10/2012 - 06/02/2016
IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)
KS
01/01/1997 - 06/02/2016
WADDELL & REED (OVERLAND PARK KS)
MA
07/29/1996 - 01/22/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/29/1996 - 01/22/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 02/13/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/26/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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