Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Whitten is an investment advisor representative, licensed in Iowa. Scott has over 20 years of experience in the financial services industry, Scott is currently registered with Voya Financial Advisors, Inc. and has previously been registered with PEAK BROKERAGE SERVICES, LLC, NEXT FINANCIAL GROUP, INC., H. BECK, INC., NATIONAL SECURITIES CORPORATION, BROOKSTREET SECURITIES CORPORATION, PACIFIC SELECT DISTRIBUTORS, INC., CAL FED INVESTMENTS, NYLIFE SECURITIES INC. and INVEST FINANCIAL CORPORATION. Scott holds several industry licenses and certifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
06/11/2024 - Present
Voya Financial Advisors, Inc. (Grimes IA)
WA
10/08/2015 - 06/30/2022
PEAK BROKERAGE SERVICES, LLC (North Bend WA)
MN
01/09/2014 - 10/08/2015
NEXT FINANCIAL GROUP, INC. (ROCHESTER MN)
MN
05/14/2012 - 10/25/2012
NEXT FINANCIAL GROUP, INC. (ROCHESTER MN)
CA
06/27/2011 - 03/19/2012
H. BECK, INC. (LONG BEACH CA)
TX
03/09/2010 - 06/23/2011
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
CA
08/02/2007 - 02/13/2009
NATIONAL SECURITIES CORPORATION (NEWPORT BEACH CA)
CA
04/12/2002 - 07/16/2007
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
CA
04/30/1999 - 04/01/2002
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
CA
01/31/1997 - 01/14/1999
CAL FED INVESTMENTS (SACRAMENTO CA)
NY
08/22/1996 - 03/03/1997
NYLIFE SECURITIES INC. (NEW YORK NY)
WI
11/21/1996 - 01/31/1997
INVEST FINANCIAL CORPORATION (APPLETON WI)
BOTH
Issued 04/02/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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