Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Edward Wendelin is a financial advisor with over 35 years of experience in the industry. Scott is currently registered with Wells Fargo Clearing Services, LLC and has previously been affiliated with a number of other firms including Credit Suisse Securities (USA) LLC, Sanford C. Bernstein & Co., LLC and Prospect Financial Advisors, LLC. Scott holds a Series 63 license and has passed a number of other exams including the Series 7, Series 24, Series 28, Series 31 and the SIE. Scott specializes in providing investment consulting services to institutional clients, financial planning, pension consulting and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/29/2022 - Present
Wells Fargo Clearing Services, LLC (BEVERLY HILLS CA)
CA
12/11/2012 - 03/15/2016
CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)
CA
03/10/2008 - 12/05/2012
SANFORD C. BERNSTEIN & CO., LLC (LOS ANGELES CA)
CA
04/08/2003 - 11/27/2007
PROSPECT FINANCIAL ADVISORS, LLC (ORINDA CA)
MA
02/01/2001 - 12/31/2001
TUCKER ANTHONY INCORPORATED (BOSTON MA)
CA
04/17/1995 - 01/31/2001
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
05/02/1984 - 05/18/1995
SALOMON BROTHERS INC. (NEW YORK NY)
NA
07/01/1983 - 04/06/1984
A.G. BECKER PARIBAS INCORPORATED
NA
06/22/1983 - 06/30/1983
WARBURG PARIBAS BECKER INCORPORATED
BOTH
Issued 04/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2003
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/17/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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