Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Edward Van pelt is a financial advisor with DFA Securities LLC. He is currently registered with FINRA and has been in the securities industry since June 26, 2014. Scott has passed the Series 7 and SIE exams. He is based in Austin, TX and has been with DFA Securities LLC since June 27, 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
06/27/2014 - Present
DFA Securities LLC (AUSTIN TX)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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