Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Edward Thaxton is a financial advisor registered with LPL Financial LLC. Scott has been in the securities industry since October 1995 and has over 28 years of experience. Scott holds a Series 7, 63, and 24 license and a Series 65 license for investment advisor. Scott is registered in 30 states and has offices in Westford, MA and Stow, MA. Scott has worked for Smith Barney Inc. and LPL Financial LLC. Scott provides financial planning, portfolio management for businesses and individuals, consulting, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
03/19/2020 - Present
LPL Financial LLC (WESTFORD MA)
NY
10/19/1995 - 03/13/1998
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 11/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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