Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Edward Seltzer is a financial advisor with Wells Fargo Clearing Services, LLC. Scott has been in the industry since 1996 and has a Series 3, Series 7, and Series 63 license. Scott also holds a Series 65 license, which allows him to provide investment advice. Scott has worked at several firms, including J.P. Morgan Securities LLC, Morgan Stanley, UBS Financial Services Inc., Ryan, Beck & Co., LLC., Gruntal & Co., L.L.C., CIBC World Markets, Dean Witter Reynolds Inc., and Smith Barney Inc. Scott has been registered with the state of Texas since 2022 and the state of Florida since 2022. Scott has a strong track record of providing financial advice to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/02/2022 - Present
Wells Fargo Clearing Services, LLC (PALM BEACH FL)
NY
10/12/2017 - 09/03/2022
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/11/2010 - 10/13/2017
MORGAN STANLEY (NEW YORK NY)
NY
06/14/2002 - 06/18/2010
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NJ
04/29/2002 - 07/13/2002
RYAN, BECK & CO., LLC. (FLORHAM PARK NJ)
NY
11/05/1999 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
02/24/1998 - 11/10/1999
CIBC WORLD MARKETS (NEW YORK NY)
NY
06/24/1996 - 02/18/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
04/24/1996 - 05/24/1996
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 06/27/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1996
Series 3 - National Commodity Futures Examination
BC
Issued 04/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Scott Seltzer is the right advisor for you? Invested Better is here to help.
