Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Register is a financial advisor with over 15 years of experience in the industry. Scott is a Principal at Register Financial Advisors, LLC and is registered to provide investment advice in Georgia. Scott has also been registered in other states including Arizona, Illinois, Kentucky, Michigan, New Hampshire, Ohio, Oregon, Texas and Washington. Scott's professional background includes previous roles at Reagan Securities, Inc., Sage Southeastern Securities, Inc. and Lafise Securities Corporation. Scott's firm, Register Financial Advisors, LLC, provides financial planning, portfolio management, and other advisory services to a variety of clients, including individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
12/14/2007 - Present
Register Financial Advisors, LLC (ATLANTA GA)
GA
02/02/2012 - 12/31/2013
REAGAN SECURITIES, INC. (ATLANTA GA)
GA
04/25/2008 - 03/26/2010
SAGE SOUTHEASTERN SECURITIES, INC. (ATLANTA GA)
FL
05/07/2008 - 11/17/2008
LAFISE SECURITIES CORPORATION (MIAMI FL)
BOTH
Issued 09/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/2008
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/20/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/27/2007
Series 4 - Registered Options Principal Examination
BC
Issued 01/29/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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