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Scott Edward Kramer

Apex Clearing Corp.

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About Scott Edward Kramer

Scott Kramer is a financial professional with over a decade of experience in the industry. Scott is currently registered with Apex Clearing Corp. in Texas and has previously held positions with Peak6 Capital Management LLC, Peak6 Performance Management LLC, Peak6 Markets LLC, and Optionshouse, LLC. Scott holds Series 7, 24, 55, 57TO, and 63 licenses and the SIE designation.

Firm Information

Scott Kramer is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Kramer’s Registration & Firm History

TX

03/31/2021 - Present

Apex Clearing Corp. (DALLAS TX)

TX

06/14/2017 - 07/08/2019

APEX CLEARING CORPORATION (DALLAS TX)

IL

06/27/2016 - 05/25/2017

PEAK6 CAPITAL MANAGEMENT LLC (CHICAGO IL)

IL

02/08/2012 - 07/02/2014

PEAK6 PERFORMANCE MANAGEMENT LLC (CHICAGO IL)

IL

09/05/2008 - 02/08/2012

PEAK6 CAPITAL MANAGEMENT LLC (CHICAGO IL)

IL

11/03/2009 - 09/19/2011

PEAK6 MARKETS LLC (CHICAGO IL)

IL

07/24/2008 - 10/24/2008

OPTIONSHOUSE, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 08/19/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/30/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/22/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Scott Edward Kramer.
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