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Scott Edward Kilgallen

Neuberger Berman BD LLC

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About Scott Edward Kilgallen

Scott Edward Kilgallen is a financial professional with over 27 years of experience in the industry. Currently, Scott is a Registered Representative and Investment Advisor Representative at Neuberger Berman BD LLC, based in New York, NY. Scott has worked at several prominent financial institutions throughout his career including Goldman, Sachs & Co., Fidelity Investments Institutional Services Company, Inc., and NEUBERGER BERMAN MANAGEMENT LLC. Scott is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Scott holds several licenses including Series 6, 7, 24, 63, and 65. Scott is also a board member of the Money Management Institute.

Firm Information

Scott Kilgallen is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Kilgallen’s Registration & Firm History

NY

03/29/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

02/22/2011 - 06/30/2016

NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)

NY

12/22/1999 - 08/09/2010

GOLDMAN, SACHS & CO. (NEW YORK NY)

RI

05/21/1992 - 10/10/1997

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

IA

Issued 07/26/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/15/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/31/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/1999

Series 7 - General Securities Representative Examination

BC

Issued 05/19/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Scott Edward Kilgallen.
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