Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Edward Harper is a financial advisor who has been in the industry since 1993. Scott is currently registered with B.b. Graham & Company, Inc. Scott is a Series 6, 7, 24, 63, and 65 licensed advisor and holds a SIE designation. Scott has been with B.b. Graham & Company, Inc. since 2020. Previously, Scott worked with various financial institutions including SA Stone Wealth Management Inc., Quest Capital Strategies, Inc., Foresters Equity Services, Inc., CUNA Brokerage Services, Inc., Hazard & Siegel, Inc., OBS Brokerage Services, Inc., Equity Services, Inc., Hornor, Townsend & Kent, Inc., Securian Financial Services, Inc., Thrivent Investment Management Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, Lutheran Brotherhood Securities Corp., and AAL Capital Management Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/12/2020 - Present
B.b. Graham & Company, Inc. (ORANGE CA)
PA
12/06/2019 - 06/12/2020
SA STONE WEALTH MANAGEMENT INC. (Pittsburgh PA)
CA
06/21/2018 - 12/06/2019
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CA
05/24/2016 - 06/21/2018
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
PA
04/21/2015 - 05/02/2016
CUNA BROKERAGE SERVICES, INC. (MOON TOWNSHIP PA)
NY
01/28/2014 - 10/10/2014
HAZARD & SIEGEL, INC. (DEWITT NY)
PA
05/10/2012 - 09/19/2013
OBS BROKERAGE SERVICES, INC. (PITTSBURGH PA)
PA
04/17/2009 - 05/04/2012
EQUITY SERVICES, INC. (SEVEN FIELDS PA)
PA
04/03/2009 - 04/13/2009
HORNOR, TOWNSEND & KENT, INC. (PITTSBURGH PA)
PA
12/18/2007 - 03/05/2009
SECURIAN FINANCIAL SERVICES, INC. (PITTSBURGH PA)
PA
02/20/2007 - 12/11/2007
THRIVENT INVESTMENT MANAGEMENT INC. (PITTSBURGH PA)
PA
11/07/2005 - 02/20/2007
METLIFE SECURITIES INC. (PITTSBURGH PA)
PA
11/07/2005 - 02/20/2007
METROPOLITAN LIFE INSURANCE COMPANY (PITTSBURGH PA)
MN
07/01/2002 - 11/03/2005
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
05/17/1998 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
MN
02/28/1992 - 05/12/1998
AAL CAPITAL MANAGEMENT CORPORATION (MINNEAPOLIS MN)
BOTH
Issued 12/31/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/25/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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