Unclaimed
Scott Edward Guidry is a financial advisor with Ameriprise Financial Services, LLC. Scott has been in the financial industry since January 1992 and has a wide range of experience. Scott is registered with the Securities and Exchange Commission (SEC) and is licensed in multiple states. Scott's areas of expertise include asset allocation services, financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
09/25/2020 - Present
Ameriprise Financial Services, LLC (Baton Rouge LA)
LA
12/11/2009 - 09/29/2020
WELLS FARGO CLEARING SERVICES, LLC (NEW ORLEANS LA)
LA
06/01/2009 - 12/04/2009
MORGAN STANLEY SMITH BARNEY (NEW ORLEANS LA)
LA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW ORLEANS LA)
NY
01/22/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 02/07/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 01/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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