Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Edward Chapa is a financial advisor with Wells Fargo Clearing Services, LLC. Scott has over 15 years of experience in the financial services industry. Scott is registered to offer securities products in multiple states and holds the Series 7, Series 63, Series 66 and SIE exams. Previously, Scott was a financial advisor with Zions Direct, Inc., Amegy Investments, Inc., J. P. Morgan Advisors, Inc., and J.P. Morgan Securities Inc. Scott specializes in providing financial advice to individuals, high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/19/2021 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
UT
01/06/2016 - 08/11/2017
ZIONS DIRECT, INC. (SALT LAKE CITY UT)
TX
06/23/2004 - 12/31/2015
AMEGY INVESTMENTS, INC. (HOUSTON TX)
NY
06/15/2001 - 07/12/2001
J. P. MORGAN ADVISORS, INC. (NEW YORK NY)
NY
01/11/2001 - 06/15/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 07/19/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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