Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Buchta is a financial advisor with Brean Capital, LLC, specializing in providing investment advice and services to clients. With over 30 years of experience in the financial services industry, Scott is a highly knowledgeable professional who is committed to helping clients achieve their financial goals. Scott has a wide range of experience in various financial markets, including equity, fixed income, and derivatives. He has also held positions at several other reputable financial institutions. Scott is a Series 7, 24, and 63 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/03/2012 - Present
Brean Capital, LLC (NEW YORK NY)
IL
04/13/2011 - 09/13/2012
SANDLER, O'NEILL & PARTNERS, L.P. (CHICAGO IL)
IL
06/10/2010 - 04/07/2011
BRAVER STERN SECURITIES LLC (CHICAGO IL)
IL
07/01/2008 - 06/16/2010
GUGGENHEIM SECURITIES, LLC (CHICAGO IL)
IL
10/03/1988 - 06/10/2008
BEAR, STEARNS & CO. INC. (CHICAGO IL)
NA
03/30/1988 - 09/21/1988
PLANSMITH SECURITIES,INC.
BC
Issued 03/16/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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