Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Edward Brown is an active financial advisor registered with Osaic Wealth, Inc., located in Wichita, Kansas. Scott has over two decades of experience in the financial industry. Prior to joining Osaic Wealth, Inc. he worked for Sagepoint Financial, Inc., SII Investments, Inc., CUNA Brokerage Services, Inc., Gold Capital Management Inc., and Waddell & Reed, Inc. Scott provides financial planning, pension consulting, educational seminars, and portfolio management services for individuals, businesses, and investment companies. He is a registered representative with both FINRA and the state of Kansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
09/01/2023 - Present
Osaic Wealth, Inc. (WICHITA KS)
KS
12/06/2017 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (WICHITA KS)
KS
10/12/2007 - 12/01/2017
SII INVESTMENTS, INC. (WICHITA KS)
IA
08/23/2001 - 02/09/2004
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
KS
03/20/1999 - 08/10/2001
GOLD CAPITAL MANAGEMENT INC. (OVERLAND PARK KS)
KS
08/08/1997 - 03/12/1999
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 11/29/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/27/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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