Unclaimed
Scott Edward Augustine is a financial advisor with Cetera Investment Advisers LLC, a firm with offices in Schaumburg, IL, and Minneapolis, MN. Scott has been working in the financial services industry for over two decades. Prior to joining Cetera Investment Advisers LLC, Scott worked at Securian Financial Services, Inc. and CRI Securities, LLC. Scott holds the Series 6, 7, 63, and 65 licenses. He is also a Certified Financial Planner. Scott's clients include individuals, high net worth individuals, corporations, charitable organizations, pension and profit sharing plans, and state or municipal government entities. Scott provides financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
08/10/2023 - Present
Cetera Investment Advisers LLC (MINNEAPOLIS MN)
MN
10/02/2001 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
10/02/2001 - 10/19/2021
CRI SECURITIES, LLC (MINNEAPOLIS MN)
IA
Issued 6/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/8/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/1/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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