Unclaimed
Scott Edward Alberding is a financial advisor with Stifel, Nicolaus & Company, Inc. Scott has been in the industry since 1997 and is licensed to offer financial advice in several states. Scott has expertise in portfolio management for individuals, businesses, and pooled investment vehicles. Scott also holds the Certified Financial Planner and Chartered Financial Consultant designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
11/09/2015 - Present
Stifel, Nicolaus & Company, Inc. (HUNT VALLEY MD)
MD
08/09/2005 - 08/23/2007
RBC DAIN RAUSCHER INC. (BALTIMORE MD)
NY
01/13/2001 - 08/11/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
10/27/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
BOTH
Issued 08/12/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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