Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Steiner is a financial advisor with Cambridge Investment Research Advisors, Inc. based in Grand Junction, Colorado. Scott is a seasoned professional with over 24 years of experience in the financial services industry. Scott holds a Series 6, Series 63, and Series 65 license, and he is registered with the state of Colorado and Texas. Scott's specializations include Retirement Planning, Estate Planning, and College Savings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
07/08/2024 - Present
Cambridge Investment Research Advisors, Inc. (Grand Junction CO)
CO
08/30/2017 - 07/14/2023
OSAIC WEALTH, INC. (GRAND JUNCTION CO)
CO
02/08/2017 - 08/14/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (GRAND JUNCTION CO)
CO
04/04/2007 - 03/10/2017
LPL FINANCIAL LLC (GRAND JUNCTION CO)
CO
01/02/2004 - 04/04/2007
FARMERS FINANCIAL SOLUTIONS, LLC (GRAND JUNCTION CO)
CA
07/18/2001 - 12/31/2003
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
NE
02/01/1999 - 05/18/2001
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
IA
Issued 07/03/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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