Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Polk is a financial advisor with Ameriprise Financial Services, LLC based in Orlando, FL. Scott is registered as a Broker-Dealer and Investment Advisor Representative in the state of Florida. Scott has 26 years of experience in the financial services industry. Scott is a Series 7, Series 31, Series 63, Series 65, and SIE licensed advisor and has provided investment advice to a variety of clients including individuals, high-net-worth individuals, corporations, trusts, estates, charitable organizations, pension and profit-sharing plans, and insurance companies. Ameriprise Financial Services, LLC is a registered investment advisor with over $479 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/19/2011 - Present
Ameriprise Financial Services, LLC (ORLANDO FL)
MS
06/01/2009 - 10/10/2011
MORGAN STANLEY SMITH BARNEY (JACKSON MS)
MS
03/29/1996 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (JACKSON MS)
IA
Issued 04/24/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 03/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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