Unclaimed
Scott Satchwell is a financial advisor with Stonex Financial Inc. located in Birmingham, AL. Scott has been in the industry since 1999 and has a broad range of experience in the securities industry. Scott has been registered with FINRA since 2/24/2017 and has a current registration with the state of Alabama. Scott's areas of expertise include municipal securities, equity trading, and operations. Scott is committed to providing clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AL
02/24/2017 - Present
Stonex Financial Inc. (BIRMINGHAM AL)
AL
08/16/2017 - 07/05/2018
INTL CUSTODY & CLEARING SOLUTIONS INC. (BIRMINGHAM AL)
AL
11/19/2012 - 07/11/2017
STERNE, AGEE & LEACH, INC. (Birmingham AL)
AL
06/09/2015 - 06/30/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BIRMINGHAM AL)
FL
09/24/2009 - 03/15/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAINT PETERSBURG FL)
FL
09/18/1997 - 05/11/2009
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BOTH
Issued 10/05/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 09/25/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/11/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 02/18/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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