Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Van wyngarden is a financial advisor with LPL Financial LLC, a firm based in Fort Mill, South Carolina. Scott is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Scott has over 20 years of experience in the financial services industry, specializing in a variety of financial planning services including retirement planning, college savings, and estate planning. Scott also provides investment management services for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
08/14/2023 - Present
LPL Financial LLC (CHANDLER AZ)
AZ
12/13/2022 - 08/14/2023
KESTRA INVESTMENT SERVICES, LLC (Chandler AZ)
AZ
01/28/2005 - 11/16/2005
COUNTRYWIDE INVESTMENT SERVICES, INC. (CHANDLER AZ)
CA
11/06/2003 - 02/04/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CT
03/09/2001 - 07/29/2003
ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)
BOTH
Issued 02/16/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2005
Series 24 - General Securities Principal Examination
BC
Issued 12/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/08/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2003
Series 7 - General Securities Representative Examination
BC
Issued 03/08/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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