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Scott Duane Pavlak

Metlife Investments Securities, LLC

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About Scott Duane Pavlak

Scott Duane Pavlak is a financial advisor with Metlife Investments Securities, LLC. Scott has over 28 years of experience in the financial services industry. Scott holds the Series 3, 4, 7, 63, and 65 licenses. Scott is located at the firm's office in Whippany, NJ. Prior to joining Metlife Investments Securities, LLC, Scott was employed at FORESIDE FUND SERVICES, LLC, J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., BEAR, STEARNS & CO. INC. and BEECHWOOD SECURITIES CORP.

Firm Information

Scott Pavlak is currently registered with Metlife Investments Securities, LLC. Metlife Investments Securities, LLC is a Limited Liability Company formed on August 31, 2016. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Pavlak’s Registration & Firm History

NJ

12/22/2017 - Present

Metlife Investments Securities, LLC (Whippany NJ)

NJ

09/22/2015 - 12/31/2017

FORESIDE FUND SERVICES, LLC (Summit NJ)

NY

09/26/2008 - 11/03/2008

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

NY

03/16/1990 - 09/29/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NA

07/21/1987 - 04/02/1990

BEECHWOOD SECURITIES CORP.

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Licenses & Designations

IA

Issued 09/30/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/11/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/20/1989

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/1993

Series 3 - National Commodity Futures Examination

BC

Issued 07/18/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Duane Pavlak.
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