Unclaimed
Scott Duane Pavlak is a financial advisor with Metlife Investments Securities, LLC. Scott has over 28 years of experience in the financial services industry. Scott holds the Series 3, 4, 7, 63, and 65 licenses. Scott is located at the firm's office in Whippany, NJ. Prior to joining Metlife Investments Securities, LLC, Scott was employed at FORESIDE FUND SERVICES, LLC, J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., BEAR, STEARNS & CO. INC. and BEECHWOOD SECURITIES CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
12/22/2017 - Present
Metlife Investments Securities, LLC (Whippany NJ)
NJ
09/22/2015 - 12/31/2017
FORESIDE FUND SERVICES, LLC (Summit NJ)
NY
09/26/2008 - 11/03/2008
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
03/16/1990 - 09/29/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
07/21/1987 - 04/02/1990
BEECHWOOD SECURITIES CORP.
IA
Issued 09/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/1989
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1993
Series 3 - National Commodity Futures Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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