Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Douglas Tschappat is a financial advisor who has been in the industry since September 23, 1999. Scott is currently registered with Cambridge Investment Research Advisors, Inc. and has been with the firm since November 26, 2012. Previously, Scott worked at Woodbury Financial Services, Inc. and Presidential Brokerage, Inc. Scott is licensed in several states, including Colorado, Arizona, California, Florida, Missouri, Montana, Oklahoma, Pennsylvania and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
11/26/2012 - Present
Cambridge Investment Research Advisors, Inc. (Greenwood Village CO)
CO
02/25/2003 - 11/14/2012
WOODBURY FINANCIAL SERVICES, INC. (DENVER CO)
TX
11/20/2001 - 04/26/2002
PRESIDENTIAL BROKERAGE, INC. (AUSTIN TX)
MN
07/10/1996 - 07/06/1999
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
BOTH
Issued 12/31/2001
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/09/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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