Unclaimed
Scott Skinner is a financial advisor with RBC Capital Markets, LLC. Scott has been in the industry for over 20 years and holds Series 7, 9, 10, 31, 63, 65, and 66 licenses. Scott has experience working with various clients, including individuals, businesses, and institutions. Previously, Scott worked at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Scott's current focus is on providing financial advice to clients in Texas and across the country. He has extensive experience in areas such as investment management, financial planning, and retirement planning. Scott is also a registered Investment Advisor in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
12/19/2023 - Present
RBC Capital Markets, LLC (HOUSTON TX)
TX
10/15/2013 - 12/21/2023
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
NJ
11/05/2009 - 10/15/2013
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
TX
08/13/2004 - 06/25/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BEAUMONT TX)
NY
03/17/1997 - 03/01/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/24/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/30/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/08/2023
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Scott Skinner is the right advisor for you? Invested Better is here to help.