Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Shuler is a financial advisor with Wells Fargo Clearing Services, LLC. Scott has been in the financial services industry since 2000 and has extensive experience working with individuals, businesses, and institutions. Scott is registered with the Securities and Exchange Commission (SEC) as a Registered Representative and Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
12/06/2022 - Present
Wells Fargo Clearing Services, LLC (GREENWOOD VILLAGE CO)
FL
04/09/2020 - 11/22/2022
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
CO
03/05/2014 - 04/13/2020
WELLS FARGO CLEARING SERVICES, LLC (DENVER CO)
CO
08/16/2013 - 02/21/2014
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
10/02/2009 - 07/16/2013
WELLS FARGO ADVISORS, LLC (DENVER CO)
CO
06/01/2009 - 09/03/2009
MORGAN STANLEY SMITH BARNEY (DENVER CO)
CO
10/10/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (DENVER CO)
TX
03/20/2000 - 07/09/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
BOTH
Issued 05/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/27/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2016
Series 31 - Futures Managed Funds Examination
BC
Issued 03/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Scott Shuler is the right advisor for you? Invested Better is here to help.
