linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Scott Douglas Samuels

Citigroup Global Markets Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Scott? Claim Your Profile

About Scott Douglas Samuels

Scott Douglas Samuels is a financial advisor with over 30 years of experience in the industry. Scott has held positions with a number of firms including Paine Webber Incorporated, Prudential Securities Incorporated, Janney Montgomery Scott LLC, and most recently, Infinex Investments, Inc. Scott is currently registered with Citigroup Global Markets Inc. in New York, Connecticut, and Florida. Scott provides a range of financial services including asset allocation advice, financial planning, pension consulting, portfolio management for businesses, and portfolio management for individuals.

Firm Information

Scott Samuels is currently registered with Citigroup Global Markets Inc.. Citigroup Global Markets Inc. is a corporation formed in October 1998, headquartered in New York, NY. The firm provides a wide range of investment advisory services including financial planning, asset allocation advice, pension consulting, publication of periodicals, selection of other advisors, and portfolio management for individuals, businesses, and other clients. With over 10,000 employees, including licensed agents, investment advisor representatives, and registered representatives, Citigroup Global Markets Inc. manages over $40 billion in assets for clients across various client types, including individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm is registered with the SEC and in all 50 states.
Citigroup Global Markets Inc.

388 GREENWICH STREET

NEW YORK, NY 10013

$40.52B

Assets Under Management

11,754

Total Clients

3,637

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Scott Samuels’s Registration & Firm History

NY

11/01/2021 - Present

Citigroup Global Markets Inc. (Whitestone NY)

NY

08/06/2018 - 10/29/2021

INFINEX INVESTMENTS, INC. (NEW YORK NY)

NY

08/09/2016 - 08/24/2018

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

NY

03/25/2010 - 08/10/2016

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

12/17/2008 - 03/29/2010

GUNNALLEN FINANCIAL, INC (NEW YORK NY)

NY

05/22/2006 - 12/19/2008

LADENBURG THALMANN & CO. INC. (NEW YORK NY)

NY

04/29/2002 - 06/01/2006

RYAN BECK & CO. (GREAT NECK NY)

NY

06/27/2001 - 05/15/2002

GRUNTAL & CO., L.L.C. (NEW YORK NY)

PA

04/21/1997 - 06/27/2001

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

NY

02/28/1994 - 04/14/1997

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

10/26/1990 - 03/09/1994

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

04/30/1990 - 10/30/1990

PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)

NY

01/24/1990 - 06/04/1990

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

Not sure if Scott Douglas Samuels is right for you?

Licenses & Designations

IA

Issued 12/31/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/06/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Scott Douglas Samuels. Review regulatory record here.
Not sure if Scott Douglas Samuels is right for you?