Unclaimed
Scott Rogers is a financial advisor with over 27 years of experience in the financial services industry. Scott currently works with Ameritas Advisory Services, LLC, a firm that has been in business since 1994. Scott has a wide range of experience in financial planning, portfolio management and investment advising, and is a registered investment advisor in the state of Ohio. Scott has passed the Series 6, Series 7, Series 24, Series 63, and Series 65 examinations, and has a strong commitment to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
OH
11/01/2021 - Present
Ameritas Advisory Services, LLC (Perrysburg OH)
OH
09/29/2004 - 11/28/2005
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
OH
10/28/1997 - 09/14/2004
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
08/30/1999 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
NY
08/03/1998 - 09/01/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
11/24/1997 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
OH
05/20/1997 - 10/23/1997
KEY INVESTMENTS INC. (CLEVELAND OH)
AZ
03/04/1994 - 05/29/1997
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
Issued 07/12/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/03/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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