Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Richards is a financial advisor registered with Pruco Securities, LLC in Greensburg, Indiana. Scott has been in the financial services industry since 2004 and has a wide range of experience, holding licenses for both securities and investment advisory services. Scott offers advisory services including selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
IN
03/29/2022 - Present
Pruco Securities, LLC (Greensburg IN)
IN
01/16/2004 - 09/24/2021
ALLSTATE FINANCIAL SERVICES, LLC (GREENFIELD IN)
IA
Issued 03/07/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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