Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Douglas Pugan is a financial advisor with over 35 years of experience in the industry. Scott is registered with Raymond James & Associates, Inc. in Florida and Texas. Scott has been a Registered Representative since 1987 and has a strong background in securities and investments. Scott holds the Series 3, 7, and 63 licenses, as well as the SIE, and the Series 65. Scott also holds the Certified Financial Planner designation. Scott has experience providing investment advisory services to a wide range of clients, including individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/16/2023 - Present
Raymond James & Associates, Inc. (SPRING HILL FL)
FL
01/01/2008 - 06/29/2023
WELLS FARGO CLEARING SERVICES, LLC (TRINITY FL)
FL
01/31/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HERNANDO FL)
NY
03/09/2002 - 02/10/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
08/02/1996 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
08/20/1993 - 08/08/1996
COMMUNITY SECURITIES, INC. (ROCHESTER NY)
NY
07/31/1993 - 08/25/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/21/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 04/28/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/1988
Series 3 - National Commodity Futures Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Scott Pugan is the right advisor for you? Invested Better is here to help.
