Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Douglas Moore is an active Investment Advisor Representative at Osaic Wealth, Inc. based in Wichita, Kansas. Scott has been in the industry since 1998 and has a diverse background, having previously worked with Cambridge Investment Research, Inc., Summit Brokerage Services, Inc., VSR Financial Services, Inc., and Thrivent Investment Management Inc. Scott is registered to provide investment advice and securities transactions in several states. Scott specializes in providing financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
09/22/2023 - Present
Osaic Wealth, Inc. (WICHITA KS)
KS
12/08/2016 - 09/26/2023
CAMBRIDGE INVESTMENT RESEARCH, INC. (Wichita KS)
KS
09/01/2016 - 12/09/2016
SUMMIT BROKERAGE SERVICES, INC. (WICHITA KS)
KS
10/20/2006 - 09/01/2016
VSR FINANCIAL SERVICES, INC. (WICHITA KS)
KS
04/22/1998 - 10/23/2006
THRIVENT INVESTMENT MANAGEMENT INC. (WICHITA KS)
IA
Issued 11/10/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2007
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/09/2007
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 04/21/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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