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Scott Douglas MacOnochie

Dempsey Lord Smith, LLC

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About Scott Douglas MacOnochie

Scott MacOnochie is an investment advisor representative registered with Dempsey Lord Smith, LLC. Scott has been in the securities industry since 1988. He holds Series 7, Series 63, and SIE licenses. Scott is registered to provide investment advice in Alabama, California, Florida, Georgia, Kentucky, Maryland, Minnesota, North Carolina, Ohio, Oklahoma, South Carolina and Virginia. Scott has experience providing financial planning, pension consulting, selection of other advisors, and portfolio management for individuals.

Firm Information

Scott MacOnochie is currently registered with Dempsey Lord Smith, LLC. Dempsey Lord Smith, LLC is a Limited Liability Company formed in Georgia in 2006. The firm provides financial planning and portfolio management services to individuals, families, and pension and profit-sharing plans. They are registered with the SEC and in all 50 states, plus Puerto Rico and the Virgin Islands. The firm's regulatory assets under management total over $585 million across 3,106 accounts. Dempsey Lord Smith, LLC also participates in wrap fee programs.
Dempsey Lord Smith, LLC

901 N BROAD STREET

ROME, GA 30161

$585.61M

Assets Under Management

1,675

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott MacOnochie’s Registration & Firm History

GA

10/30/2014 - Present

Dempsey Lord Smith, LLC (ROME GA)

GA

10/15/2014 - 10/29/2014

KOVACK SECURITIES INC. (ATLANTA GA)

GA

02/06/2008 - 10/15/2014

RESOURCE HORIZONS GROUP LLC (ATLANTA GA)

GA

06/12/2003 - 02/21/2008

JEFFERSON PILOT SECURITIES CORPORATION (ATLANTA GA)

NE

09/14/1999 - 02/06/2003

AMERITAS INVESTMENT CORP. (LINCOLN NE)

FL

06/27/1996 - 08/24/1999

PMK SECURITIES & RESEARCH, INC. (DELRAY BEACH FL)

GA

06/07/1996 - 06/28/1996

WMA SECURITIES, INC. (DULUTH GA)

IL

08/10/1994 - 12/11/1995

LINCOLN BENEFIT FINANCIAL SERVICES, INC. (NORTHBROOK IL)

CA

04/28/1986 - 11/25/1992

TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)

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Licenses & Designations

BC

Issued 05/13/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Douglas MacOnochie.
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