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Scott Douglas Littlewood

DFA Securities LLC

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About Scott Douglas Littlewood

Scott Littlewood is a financial advisor with DFA Securities LLC. Scott has been in the financial services industry since November 4, 2004. Scott has a wide range of experience, having worked with Stаncorp Equities, Inc., Securian Financial Services, Inc., MML Distributors, LLC, ADP Broker-Dealer, Inc., Fidelity Investments Institutional Services Company, Inc., and Putnam Retail Management Limited Partnership. Scott is registered to provide securities related services in all 50 states.

Firm Information

Scott Littlewood is currently registered with DFA Securities LLC. DFA Securities LLC is a Limited Liability Company formed in April 2009 and is registered in 53 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

237

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Littlewood’s Registration & Firm History

NC

10/05/2023 - Present

DFA Securities LLC (CHARLOTTE NC)

OR

01/05/2023 - 08/17/2023

STANCORP EQUITIES, INC. (PORTLAND OR)

MN

01/18/2022 - 12/31/2022

SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)

MA

03/04/2015 - 12/31/2020

MML DISTRIBUTORS, LLC (SPRINGFIELD MA)

NJ

06/15/2009 - 02/06/2015

ADP BROKER-DEALER, INC. (ROSELAND NJ)

RI

02/13/2004 - 06/05/2009

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

MA

01/16/2002 - 08/05/2002

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

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Licenses & Designations

BC

Issued 06/20/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/02/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/15/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Douglas Littlewood.
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