Unclaimed
Scott Levy is a financial professional with over 17 years of experience in the industry. Scott holds the Series 7, Series 24, and Series 63 licenses. He is currently registered with Guggenheim Securities, LLC in Illinois. Scott previously worked at Citigroup Global Markets Inc. in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/04/2010 - Present
Guggenheim Securities, LLC (CHICAGO IL)
NY
05/11/2004 - 07/23/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 04/13/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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