Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Douglas Garcia is a financial advisor with over 12 years of experience in the industry. Scott is currently registered as a Registered Representative (RA) with Concurrent Investment Advisors, LLC in both Colorado and Texas. Prior to this role, Scott was employed as a Financial Advisor at Raymond James Financial Services, Inc. and Wells Fargo Clearing Services, LLC. Scott holds a Series 66 license, a Series 7 license, and a Securities Industry Essentials (SIE) license. Scott specializes in providing financial planning, portfolio management for individuals, and selection of other advisors. Scott and Concurrent Investment Advisors, LLC manage over $6 billion in assets, working with a diverse group of clients including high net worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
06/19/2023 - Present
Concurrent Investment Advisors, LLC (Aspen CO)
CO
02/06/2020 - 05/26/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Aspen CO)
CO
01/20/2011 - 02/10/2020
WELLS FARGO CLEARING SERVICES, LLC (AVON CO)
BOTH
Issued 02/04/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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