Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Covey is an investment advisor representative who has been in the industry since October 2000. Scott is currently registered with Osaic Institutions, Inc. in Santa Fe, NM and has been with the firm since November 2023. Scott was previously registered with LPL FINANCIAL LLC, CUNA BROKERAGE SERVICES, INC., WADDELL & REED, INVESTMENT PROFESSIONALS, INC., and WADDELL & REED, INC. Scott holds Series 7, 24, and 66 securities licenses as well as the SIE exam. Scott specializes in providing financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NM
11/16/2023 - Present
Osaic Institutions, Inc. (Santa Fe NM)
NM
05/18/2022 - 12/08/2023
LPL FINANCIAL LLC (Santa Fe NM)
NM
05/08/2014 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Santa Fe NM)
NM
12/12/2012 - 05/06/2014
WADDELL & REED (ALBUQUERQUE NM)
NM
11/09/2005 - 01/09/2013
INVESTMENT PROFESSIONALS, INC. (SANTA FE NM)
KS
12/14/2000 - 11/17/2005
WADDELL & REED, INC. (OVERLAND PARK KS)
MN
10/18/2000 - 12/11/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/18/2000 - 12/11/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 11/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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