Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Conroy is a financial advisor with Wells Fargo Clearing Services, LLC. Scott has over 20 years of experience in the financial services industry. Scott is registered with the Securities and Exchange Commission and is a member of the Financial Industry Regulatory Authority (FINRA). Scott's specializations include Fixed Income, Mutual Funds, Variable Annuities, Stocks, and Options. Scott is committed to providing his clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/06/2019 - Present
Wells Fargo Clearing Services, LLC (PONTE VEDRA BEACH FL)
NY
06/19/2002 - 04/17/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
PA
07/01/1999 - 06/12/2002
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
NY
08/27/1998 - 10/14/1998
FAIRCHILD FINANCIAL GROUP, INC. (NEW YORK NY)
BOTH
Issued 12/07/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Scott Conroy is the right advisor for you? Invested Better is here to help.
