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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Douglas Brown is a financial advisor at Morgan Stanley and has over 30 years of experience in the financial services industry. Scott is a Certified Financial Planner, licensed in both Ohio and Texas. His prior experience includes roles with Merrill Lynch and Prudential Securities. Scott is committed to providing clients with personalized financial advice and investment management services. He has a strong understanding of the financial markets and a proven track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
06/01/2009 - Present
Morgan Stanley (Toledo OH)
OH
12/04/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (TOLEDO OH)
OH
08/25/1997 - 12/05/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SYLVANIA OH)
NA
08/01/1997 - 08/25/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NY
11/22/1992 - 08/06/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/18/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/29/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/1993
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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