Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Donald Ray is a financial professional with over 18 years of experience in the industry. He is currently registered with Culvert Capital LLC and holds Series 7, 3, 24, and 63 licenses. Scott has a strong background in securities, commodities, and investment banking. His previous roles include positions at REDI GLOBAL TECHNOLOGIES LLC, CONVERGEX EXECUTION SOLUTIONS LLC, STOCKCROSS FINANCIAL SERVICES, INC., and BLOOMBERG TRADEBOOK LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/05/2024 - Present
Culvert Capital LLC (DOWNERS GROVE IL)
CA
05/11/2020 - 09/27/2021
REDI GLOBAL TECHNOLOGIES LLC (San Francisco CA)
CA
01/07/2010 - 06/10/2015
CONVERGEX EXECUTION SOLUTIONS LLC (SAN FRANCISCO CA)
CA
04/21/2009 - 12/07/2009
STOCKCROSS FINANCIAL SERVICES, INC. (BEVERLY HILLS CA)
CA
11/10/2006 - 04/20/2009
BLOOMBERG TRADEBOOK LLC (SAN FRANCISCO CA)
BC
Issued 05/22/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2013
Series 24 - General Securities Principal Examination
BC
Issued 06/04/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/18/2006
Series 3 - National Commodity Futures Examination
BC
Issued 11/09/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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