Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Dietrich Friede is a financial advisor with over 29 years of experience in the industry. Scott is currently registered with Wells Fargo Securities, LLC, a firm that has a large network of offices throughout the US. Scott's previous experience includes working with other firms such as BNP Paribas Securities Corp., Deutsche Bank Securities Inc., Morgan Stanley DW Inc., Goldman, Sachs & Co., and J.P. Morgan Securities Inc. Scott has a broad range of experience working with different types of clients, including high-net-worth individuals, families, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
06/24/2014 - Present
Wells Fargo Securities, LLC (MINNEAPOLIS MN)
IL
07/27/2011 - 05/19/2014
BNP PARIBAS SECURITIES CORP. (CHICAGO IL)
IL
09/05/2006 - 07/26/2011
DEUTSCHE BANK SECURITIES INC. (CHICAGO IL)
IL
06/14/2002 - 09/07/2006
MORGAN STANLEY DW INC. (CHICAGO IL)
NY
01/23/1996 - 03/12/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
05/14/1994 - 01/16/1996
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IL
09/22/1992 - 05/09/1994
FIRST CHICAGO CAPITAL MARKETS, INC. (CHICAGO IL)
BC
Issued 10/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/05/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/22/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Scott Friede is the right advisor for you? Invested Better is here to help.
