Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Devon Thompson is a financial advisor who has been working in the industry since August 21, 2022. Scott is currently registered with DFA Securities LLC in Charlotte, NC. Scott has passed the Series 7TO, Series 24, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/22/2022 - Present
DFA Securities LLC (CHARLOTTE NC)
BC
Issued 06/28/2024
Series 24 - General Securities Principal Examination
BC
Issued 08/22/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2022
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
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