Unclaimed
Scott Derosa is a financial professional with over 27 years of experience in the financial services industry. Scott is currently registered with Prudential Annuities Distributors, Inc. in Shelton, Connecticut. Prior to joining Prudential Annuities Distributors, Inc., Scott has held positions with several other financial institutions. Scott has a wide range of experience in the financial services industry and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
09/07/2004 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NY
04/18/2001 - 08/31/2004
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
NY
04/22/1999 - 04/26/2001
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
08/20/1997 - 04/15/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
09/06/1995 - 08/07/1997
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BC
Issued 05/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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