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Scott Derosa

Prudential Annuities Distributors, Inc.

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About Scott Derosa

Scott Derosa is a financial professional with over 27 years of experience in the financial services industry. Scott is currently registered with Prudential Annuities Distributors, Inc. in Shelton, Connecticut. Prior to joining Prudential Annuities Distributors, Inc., Scott has held positions with several other financial institutions. Scott has a wide range of experience in the financial services industry and is committed to providing his clients with personalized financial advice.

Firm Information

Scott Derosa is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Derosa’s Registration & Firm History

CT

09/07/2004 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

NY

04/18/2001 - 08/31/2004

GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)

NY

04/22/1999 - 04/26/2001

PARK AVENUE SECURITIES LLC (NEW YORK NY)

NY

08/20/1997 - 04/15/1999

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NY

09/06/1995 - 08/07/1997

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

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Licenses & Designations

BC

Issued 05/10/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/13/1997

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Derosa.
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