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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Zelniker is a financial advisor with UBS Financial Services Inc. He is a registered representative and investment advisor representative in several states, including Connecticut, Florida, New York, and Texas. He is also registered with FINRA. Scott has been in the financial services industry since 1992. Scott has experience working with various client types, including individuals, businesses, high-net-worth individuals, and charitable organizations. He specializes in financial planning, portfolio management, and pension consulting. Scott has a strong understanding of the financial markets and can provide clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
12/05/2016 - Present
UBS Financial Services Inc. (SARASOTA FL)
FL
08/30/2006 - 12/02/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SARASOTA FL)
NY
08/23/1996 - 09/05/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/13/1992 - 09/03/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/14/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 07/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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