Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott David Wollard is a financial professional with over 20 years of experience in the industry. Scott is currently registered with TD Securities (USA) LLC in New York, NY. Prior to joining TD Securities (USA) LLC, Scott worked at BMO Capital Markets Corp, Citigroup Global Markets Inc, GE Capital Markets, Inc and UBS Securities LLC. Scott holds the Series 7, Series 63, Series 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/28/2022 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
12/26/2018 - 08/14/2020
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
NY
05/01/2017 - 10/12/2017
CITIGROUP GLOBAL MARKETS INC. (New York NY)
NY
08/30/2007 - 06/08/2012
GE CAPITAL MARKETS, INC. (NEW YORK NY)
NY
10/02/2001 - 06/28/2005
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 04/15/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/12/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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